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Aim Rule 26

Last Updated on 09 June 2017

This section of the website contains information required to be disclosed in terms of rule 26 of the AIM Rules for Companies. Documents included herein may contain information which has become out of date.

Business: GoldStone Resources is an exploration company focussed on gold exploration:
Link to Home Page.

Directors: Mr William(Bill) Trew (Non-Executive Chairman), Mr Richard Lloyd (Independent Non-Executive Director) & Ms Emma Priestley (Chief Executive Officer):  Link to biographical details

Director responsibilities: Audit committee: Mr. Richard Lloyd & Ms Emma Priestley, Remuneration Committee: Mr. Richard Lloyd & Mr William (Bill) Trew. Link to Corporate-Governance

UK City Code on Takeovers and Mergers: The Company is subject to the UK City Code on Takeovers and Mergers

Country of incorporation: Jersey, Channel Islands.

Rights of shareholders: As the Company is not incorporated in the UK the rights of shareholders may be different from the rights of shareholders in a UK incorporated company.

Company Number: 71490

Countries of operation: Senegal, Ghana & Gabon.

Constitutional documents: Link to Memorandum and articles of association

Number of shares in issue:

Table of alterations to issued share capital

Date

ISSUED SHARE CAPITAL

Comment

16 March 2004

40,000,000 shares

Reorganisation of share capital prior to flotation on AIM

24 March 2004

62,400,000 shares

22,4 million issued at 25p per share to placees at time of flotation.

12 October 2005

130,816,663 shares

68,416,663 issued at 3p per share to placees

7 May 2010

163,520,829 shares

32,704,166 issued at 6.5p per share to Unity Mining Ltd

14 June 2010

222,377,971 shares

58,857,142 issued at 3.5p per share to placees

16 March 2011

224 276 578 shares

1 898 607 issued at 3.5p per share to Optiva Securities Ltd in pursuance of warrants exercised i.t.o. a broker agreement concluded during January 2010

5 December 2011

318 356 738 shares

94 080 160 issued at 5p per share to placees

19 September 2012

319 856 738 shares

1 500 000 issued to Volta Resources Ltd

26 July 2013

355 804 438 shares

35 947 700 issued at 1p per share to placees

14 October 2013

389 137 771 shares

33 333 333 issued at 1.5p per share to placees

30 September 2014

414 530 304 shares

25 392 533 issued to staff in lieu of salaries

30 November 2014

62 286 363 shares

Share consolidation and issue of 20 833 333 new ordinary shares at 6p per share to Stratex

11 August 2016

102,286,363 shares

40,000,000 issued at 2,5p per share to placees

8 June 2017

146,481,635 shares

40,352,377 issued at 1p per share to Paracale as Conversion Shares and 3,842,895 issued as Fee Shares to Directors.

11th July 2017

848,779 shares

848,779 shares issued at 0,0145p per share as Fee Shares to Directors.

1st August 2017

836,559 shares

836,559 shares issued at 0,0147p per share as Fee Shares to Directors.

6th September 2017

801,550 shares

801,550 shares issued at 0,01539p per share as Fee Shares to Directors.

27th September 2017

100,000,000 shares

100,000,000 shares issued at 1.5p per share to places.

2nd October 2017

739,468 shares

643 315,00 shares issued at 0,01917p per share as Fee Shares to Directors includes 96 153,00 shares issued at 0,02080 to Neil Gardyne in respect of the notice period since resigning.

Table setting out provisions for possible alterations to share capital

Date

Options/Warrants

Comment

27 September 2012

Options for 100,000 shares of 1p each

Issued to Jacques Coetzer at an exercise price of 90p from 6 February 2013

11 August 2016

Warrants for 40,000,000 shares of 1p each

Issued to all places who took part in the 11 August 2016 placement, at a price of 5p. Expiring 0n 10 August 2018

8 June 2017

Warrants for 40,352,377 shares of 1p each

Issued to Paracale, at 2p each for a period of 2 years from grant date.

TOTAL

80,452,377 shares

Number of shares held by the Company in treasury: None.

Percentage of shares not in public hands: 64,72%.

Restrictions on transfers of shares: None.

Top 20 holders of ORDINARY 1P SHARES (TOTAL):

Rank

Name

Address

Units

% of Units

1.

PARACALE GOLD LIMITED SEA MEADOW HOUSE, BLACKBURN HIGHWAY, ROAD TOWN, TORTOLA, D VGB

70,352,377

28.26

2.

BCM INVESTMENTS LIMITED HUNKINS WATERFRONT PLAZA, MAIN STREET, CHARLES TOWN, NEVIS, D KNA

50,000,000

20.08

3.

BEAUFORT NOMINEES LIMITED <SSLNOMS> 131 FINSBURY PAVEMENT, LONDON, EC2A 1NT

8,753,213

8.56

4.

PERSHING NOMINEES LIMITED THE ROYAL LIVER BUILDING, PIER HEAD, LIVERPOOL L31LL

10,000,000

4.02

5.

WEALTH NOMINEES LIMITED PO BOX 4976, LANCING BN99 8WF

6,899,580

2.77

6.

HARGREAVE HALE NOMINEES LIMITED TALISMAN HOUSE, BOARDMANS WAY, BLACKPOOL FY4 5FY

6,506,586

2.61

7.

BARCLAYS DIRECT INVESTING NOMINEES LIMITED 1 CHURCHILL PLACE, LONDON E14 5HP

5,723,501

2.30

8.

FISKE NOMINEES LIMITED SALISBURY HOUSE, LONDON WALL, LONDON EC2M 5QS

4,586,800

1.84

9.

SANTON CONSULTANCY SERVICES LIMITED CASTLE CHAMBERS, 43 CASTLE STREET, LIVERPOOL L2 9TL

4,276,873

1.72

10.

RULEGALE NOMINEES LIMITED THE EXCHANGE, 5 BANK STREET, BURY, LANCASHIRE BL9 0DN

4,000,000

1.61

11.

SVS (NOMINEES) LIMITED 20 ROPEMAKER STREET, LONDON EC2Y 9AR

4,000,000

1.61

12.

TD DIRECT INVESTING NOMINEES (EUROPE) LIMITED EXCHANGE COURT, DUNCOMBE STREET, LEEDS LS1 4AX

3,735,342

1.50

13.

JIM NOMINEES LIMITED 78 MOUNT EPHRAIM, TUNBRIDGE WELLS< KENT TN4 8BS

3,650,357

1.47

14.

BLENHEIM NATURAL RESOURCES PLC HYDE PARK HOUSE, 5 MANFRED ROAD, LONDON SW15 2RS

3,500,000

1.41%

15.

FISKE NOMINEES LIMITED SALISBURY HOUSE, LONDON WALL, LONDON EC2M 5QS

3,000,000

1.20

16.

VIDACOS NOMINEES LIMITED CITIGROUP CENTRE, CANADA SQUARE, LONDON E14 5LB

2,886,761

1.16

17.

FITEL NOMINEES LIMITED 11 ST JAMES'S SQUARE, MANCHESTER M2 6WH

2,500,000

1.00

18.

HARGREAVES LANSDOWN (NOMINEES) LIMITED ONE COLLEGE SQUARE SOUTH, ANCHOR ROAD, BRISTOL BS1 5HL

2,367,356

0.98

19.

HSBC CLIENT HOLDINGS NOMINEE (UK) LIMITED 8 CANADA SQUARE, LONDON E14 5HQ

2,362,398

0.95

20.

HSBC GLOBAL CUSTODY NOMINEE (UK) LIMITED 8 CANADA SQUARE, LONDON, E14 5HQ

1,801,098

0.72

Totals: Top 20 holders of ORDINARY 1P SHARES (TOTAL)

226,361,426

91.92%

Total Remaining Holders Balance

22,609,097

9.08


Significant beneficial owners (>3%)

Rank

Name

Country

Shares

%

1.

PARACALE GOLD LIMITED BVI

70,352,377

28.26

2.

BCM INVESTMENTS LIMITED BVI

50,000,000

20.08

3.

STRATEX INTERNATIONAL PLC UK

34,212,397

13.74

4.

RAB Special Situations (Master) Fund Ltd UK

10,000,000

4.02

Details of any other exchange or trading platforms on which the Company have applied or agreed to have its securities admitted or traded: None

Latest annual report: Link to Annual report

Interim reports published since the annual report: Link to half yearly report

Notifications made in the last 12 months: Link to RNS release page

Most recent admission document: Link to AIM Admission document

Circulars or similar publications sent to shareholders in the last 12 months: Link to Document Download

Nomad:
Strand Hanson Limited
26 Mount Row
London
W1K35Q

Broker:
SI Capital Limited
1 High Street
Godalming, Surrey
GU71AZ

Auditors:
PKF Littlejohn LLP
1 Westferry Circus
London
E14 4HD


Lawyers:
Faegre & Benson
7 Pilgrim Street
London
EC4V 6LB
UK

Registrars:
Computershare Investor Services (Channel Islands) Ltd
Ordnance House
3 1 Pier Road
St Helier
Jersey, Channel Islands

Company Secretary:
Hawksford
15 Esplanade
St Helier
Jersey
JE11RB


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Copyright © 2013 GoldStone Resources Ltd. All Rights Reserved.