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Aim Rule 26

Last Updated on 01 February 2017

This section of the website contains information required to be disclosed in terms of rule 26 of the AIM Rules for Companies. Documents included herein may contain information which has become out of date.

Business: GoldStone Resources is an exploration company focussed on gold exploration:
Link to Home Page.

Directors: Mr Neil Gardyne (Non-Executive Chairman), Dr Bob Foster (Non-Executive Director) & Mr Richard Lloyd (Independent Non-Executive Director) & Ms Emma Priestley (Chief Executive Officer):  Link to biographical details

Director responsibilities: Audit committee: Mr. Richard Lloyd & Ms Emma Priestley, Remuneration Committee: Mr. Richard Lloyd & Mr Neil Gardyne. Link to Corporate-Governance

UK City Code on Takeovers and Mergers: The Company is subject to the UK City Code on Takeovers and Mergers

Country of incorporation: Jersey, Channel Islands.

Rights of shareholders: As the Company is not incorporated in the UK the rights of shareholders may be different from the rights of shareholders in a UK incorporated company.

Company Number: 71490

Countries of operation: Senegal, Ghana & Gabon.

Constitutional documents: Link to Memorandum and articles of association

Number of shares in issue:

Table of alterations to issued share capital

Date

ISSUED SHARE CAPITAL

Comment

16 March 2004

40,000,000 shares

Reorganisation of share capital prior to flotation on AIM

24 March 2004

62,400,000 shares

22,4 million issued at 25p per share to placees at time of flotation.

12 October 2005

130,816,663 shares

68,416,663 issued at 3p per share to placees

7 May 2010

163,520,829 shares

32,704,166 issued at 6.5p per share to Unity Mining Ltd

14 June 2010

222,377,971 shares

58,857,142 issued at 3.5p per share to placees

16 March 2011

224 276 578 shares

1 898 607 issued at 3.5p per share to Optiva Securities Ltd in pursuance of warrants exercised i.t.o. a broker agreement concluded during January 2010

5 December 2011

318 356 738 shares

94 080 160 issued at 5p per share to placees

19 September 2012

319 856 738 shares

1 500 000 issued to Volta Resources Ltd

26 July 2013

355 804 438 shares

35 947 700 issued at 1p per share to placees

14 October 2013

389 137 771 shares

33 333 333 issued at 1.5p per share to placees

30 September 2014

414 530 304 shares

25 392 533 issued to staff in lieu of salaries

30 November 2014

62 286 363 shares

Share consolidation and issue of 20 833 333 new ordinary shares at 6p per share to Stratex

11 August 2016

102,286,363 shares

40,000,000 issued at 2,5p per share to placees

Table setting out provisions for possible alterations to share capital

Date

Options/Warrants

Comment

27 September 2012

Options for 100,000 shares of 1p each

Issued to Jacques Coetzer at an exercise price of 90p from 6 February 2013

11 August 2016

Warrants for 40,000,000 shares of 1p each

Issued to all places who took part in the 11 August 2016 placement, at a price of 5p. Expiring 0n 10 August 2018

TOTAL

40,100,000 shares

Number of shares held by the Company in treasury: None.

Percentage of shares not in public hands: 50,53%.

Restrictions on transfers of shares: None.

Top 20 holders of ORDINARY 1P SHARES (TOTAL):

Rank

Name

Address

Units

% of Units

1.

PERSHING NOMINEES LIMITED <MDCLT> CAPSTAN HOUSE, ONE CLOVE CRESCENT, EAST INDIA DOCK, LONDON, E14 2BH

34,212,397

33.45

2.

FISKE NOMINEES LIMITED <FISKPOOL> SALISBURY HOUSE, LONDON WALL, LONDON, EC2M 5QS

8,945,561

8.71

3.

BEAUFORT NOMINEES LIMITED <SSLNOMS> 131 FINSBURY PAVEMENT, LONDON, EC2A 1NT

8,753,213

8.56

4.

HARGREAVE HALE NOMINEES LIMITED <LON> UNITS 9-11, NEPTUNE COURT, HALLAM WAY, BLACKPOOL, FY4 5LZ

6,206,586

6.07

5.

JIM NOMINEES LIMITED <JARVIS> 78 MOUNT EPHRAIM, TUNBRIDGE WELLS, KENT, TN4 8BS

4,579,540

4.48

6.

SVS (NOMINEES) LIMITED <POOL> 20 ROPEMAKER STREET, LONDON, EC2Y 9AR

4,000,000

3.91

7.

SHARE NOMINEES LTD OXFORD HOUSE, OXFORD ROAD, AYLESBURY, BUCKS, HP21 8SZ

2,843,235

2.78

8.

WINTERFLOOD SECURITIES LIMITED <WINSCREP> THE ATRIUM BUILDING, CANNON BRIDGE, 25 DOWGATE HILL, LONDON, EC4R 2GA

2,560,278

2.50

9.

TD DIRECT INVESTING NOMINEES (EUROPE) LIMITED <SMKTNOMS> EXCHANGE COURT, DUNCOMBE STREET, LEEDS, LS1 4AX

2,442,478

2.39

10.

BARCLAYSHARE NOMINEES LIMITED 1 CHURCHILL PLACE, LONDON, E14 5HP

2,043,749

2.00

11.

FITEL NOMINEES LIMITED <SDPR> 11 ST JAMES'S SQUARE, MANCHESTER, M2 6WH

1,787,715

1.75

12.

HARGREAVES LANSDOWN (NOMINEES) LIMITED <VRA> ONE COLLEGE SQUARE SOUTH, ANCHOR ROAD, BRISTOL, BS1 5HL

1,569,458

1.53

13.

HARGREAVES LANSDOWN (NOMINEES) LIMITED <15942> ONE COLLEGE SQUARE SOUTH, ANCHOR ROAD, BRISTOL, BS1 5HL

1,519,247

1.49

14.

HARGREAVES LANSDOWN (NOMINEES) LIMITED <HLNOM> ONE COLLEGE SQUARE SOUTH, ANCHOR ROAD, BRISTOL, BS1 5HL

1,314,808

1.29

15.

HSDL NOMINEES LIMITED TRINITY ROAD, HALIFAX, HX1 2RG

1,312,644

1.28

16.

TD DIRECT INVESTING NOMINEES (EUROPE) LIMITED <SMKTISAS> EXCHANGE COURT, DUNCOMBE STREET, LEEDS, LS1 4AX

1,257,065

1.23

17.

LAWSHARE NOMINEES LIMITED <SIPP> CALVERLEY HOUSE, 55 CALVERLEY ROAD, TUNBRIDGE WELLS, KENT, TN1 2TU

1,078,918

1.05

18.

RULEGALE NOMINEES LIMITED <JAMSCLT> THE EXCHANGE, 5 BANK STREET, BURY, LANCASHIRE, BL9 0DN

1,000,000

0.98

19.

LYNCHWOOD NOMINEES LIMITED <2006420> 10 HAREWOOD AVENUE, LONDON, NW1 6AA

979,500

0.96

20.

HSBC CLIENT HOLDINGS NOMINEE (UK) LIMITED <731504> 8 CANADA SQUARE, LONDON, E14 5HQ

975,102

0.95

Totals: Top 20 holders of ORDINARY 1P SHARES (TOTAL)

89,381,494

87.38

Total Remaining Holders Balance

12,904,869

12.62


Significant beneficial owners (>3%)

Rank

Name

Country

Shares

%

1.

STRATEX INTERNATIONAL <PLC> UK

34,212,397

33.45

3.

Metal Tiger <PLC> UK

7,306,586

7.14

2.

Red Rock Resources <PLC> UK

6,613,986

6,47

4.

Mr Mike Jospeh UK

4,000,000

3.91

Details of any other exchange or trading platforms on which the Company have applied or agreed to have its securities admitted or traded: None

Latest annual report: Link to Annual report

Interim reports published since the annual report: Link to half yearly report

Notifications made in the last 12 months: Link to RNS release page

Most recent admission document: Link to AIM Admission document

Circulars or similar publications sent to shareholders in the last 12 months: Link to Document Download

Nomad:
Strand Hanson Limited
26 Mount Row
London
W1K35Q

Broker:
SI Capital Limited
1 High Street
Godalming, Surrey
GU71AZ

Auditors:
PKF Littlejohn LLP
1 Westferry Circus
London
E14 4HD


Lawyers:
Faegre & Benson
7 Pilgrim Street
London
EC4V 6LB
UK

Registrars:
Computershare Investor Services (Channel Islands) Ltd
Ordnance House
31 Pier Road
St Helier
Jersey, Channel Islands

Company Secretary:
Jacques Coetzer
15 Esplanade
St Helier
Jersey
JE11RB


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Copyright © 2013 GoldStone Resources Ltd. All Rights Reserved.